Similarities and Differences Between Nyse and Nasdaq

There are many ways that the New York Stock Exchange (NYSE) and National Association of Securities Dealers Automated Quotations (NASDAQ) are similar. These two trading centers make up for the bulk of trade that is connect to equities in the United States and European stock market. The two stock exchange centers concentrate in trading stock options, cash equities, fixed incomes and also exchange traded goods. In order to keep the market current, both exchanges use what is called traffic controllers. The traffic controllers of both exchanges deal with specific traffic problems and, in turn, make it possible for their markets to work. On the NASDAQ, the traffic controller is known as the market maker, who, we already mentioned, transacts with†¦show more content†¦It was mainly put into effect to protect investors. Therefore, one of the main stipulations of the Sarbanes Oxley Act was the creation of the Public Company Oversight Board. This was a nonprofit corporation that put po licies in place dealing with business auditing. However, there main purpose was to serve the people. They make sure that the investors receive fair and accurate reports. References Nixon, L. (N/D). Facts on Public Company Accounting Reform Investor Protection Act. Ehow. Retrieved from, www.ehow.com/...public-reform-investor-protection-act.html Difference Between. (N/D). Difference Between NASDAQ and the NYSE. NASDAQ vs. the NYSE. Retrieved from,Show MoreRelatedThe National Association of Securities Dealers Automated Quotations (NASDAQ) and the New York Stock1300 Words   |  6 PagesQuotations (NASDAQ) and the New York Stock Exchange (NYSE) are two of the largest and most known stock exchanges across the globe. Both of these stock exchanges handles and mediates the trade, sale, and purchasing of different stocks, bonds, and securities. While both of these stock exchanges have their own unique methods and forms of purchasing and selling stocks, they both serve the same purpose and function, which is a marketplace for the sales of stocks. While the differences between NYSE and NASDAQRead MoreEssay on NASDAQ vs. NYSE1292 Words   |  6 Pages The National Association of Securities Dealers Automated Quotations – once an electronic quotation for OTC stocks and expressed by its acronym, NASDAQ, the stock exchange known today as NASDAQ or the NASDAQ Stock Market operates as both a stock quotes service and a stock exchange permitting dealers to trade its listed securities. NASDAQ Stock Market is owned and operated by the National Association of Securities Dealers (NASD) (TodaysMoneyNews.com). nbsp;nbsp;nbsp;nbsp;nbsp;Established in 1792Read MoreThe Impact Of Short Selling Restrictions On Financial Securities During The Gfc1504 Words   |  7 Pagesrestrictions on the market value of financial securities subject to prohibitions. Thus in doing so the researcher will explore if short sale restriction achieved their anticipated purpose (Frino,et all, 2011).Therefore, studying the conjectured relation between market decline and short selling (Battalio et all 2012, pg.1). the researcher finds that during the ban period quality of the market deteriorated. As predicted in 1987 by Diamond and Verrecchia, Boulton et all (2010) found that the bans negativelyRead MoreThe Business Landscape Between The United States And Vietnam2309 Words   |  10 Pages The Business Landscape Between The United States Vietnam Cultural Awareness in Business Today Daniel Rivera 10/14/2014 â€Æ' Table of Contents Page Introduction 2 Labor Market Work Force 3 Economic Sectors 4 Trade Relations 5 Work Culture Business Etiquette 7 Conclusion 8 Sources 10 Introduction In a ranking of the top 30 emerging markets for which international companies plan to target in 2012-2017, Vietnam currently places 7th as it is heavily favoredRead MoreStock Market and Great Lakes10629 Words   |  43 Pagesis increasingly gaining importance. In the current context of globalization and the subsequent integration of the global markets this paper captures the trends, similarities and patterns in the activities and movements of the Indian Stock Market in comparison to its international counterparts. This study covers New York Stock Exchange (NYSE), Hong Kong Stock exchange (HSE), Tokyo Stock exchange (TSE), Russian Stock exchange (RSE), Korean Stock exchange (KSE) from various sociopolitico-economic backgroundsRead MoreFundamentals of Corporate Finance 9e82683 Words   |  331 Pagespartnership. D. limited partnership. E. unlimited liability company. Refer to section 1.2 AACSB: N/A Difficulty: Basic Learning Objective: 1-3 Section: 1.2 Topic: Corporation 8. Which one of the following terms is defined as a conflict of interest between the corporate shareholders and the corporate managers? A. articles of incorporation B. corporate breakdown C. agency problem D. bylaws E. legal liability Refer to section 1.4 AACSB: Ethics Difficulty: Basic Learning Objective: 1-4 Section: 1.4Read MoreAn Analysis of Home Depot and Lowes5527 Words   |  23 Pagesbuilding and home improvement contractors. Both companies offer a diverse array of products. Both companies are listed on the New York Stock Exchange (NYSE), and have prepared and submitted reports to the Securities Exchange Commission (SEC). This analysis will discuss the history of the two companies, explore their differences and similarities (both operational and financial), and assess the risk of owning stock in both companies, as well as derive some predictions about the future of both companiesRead MoreEconometrics of Event Studies14937 Words   |  60 Pagesflow of papers has since been stable. The 7 peak years are 1983 (38 papers), 1990 (37 papers), and 2000 (37 papers). All five journals have significant representation. The JFE and JF lead, with over 200 papers each. Table 1 makes no distinction between long horizon and short horizon studies. While the exact definition of â€Å"long horizon† is arbitrary, it generally applies to event windows of 1 year or more. Approximately 200 of the 565 event studies listed in Table 1 use a maximum window length ofRead MoreBodie, Kane, Marcus Study Guide Essay40928 Words   |  164 Pagesin the investment process such as asset allocation and security selection. They should have a basic understanding of debt, equity and derivatives securities. Students should understand differences in the nature of financial and real assets, be able to identify the major players in the markets, differentiate between primary and secondary market activity, and describe some of the features of securitization and globalization of markets. CHAPTER OUTLINE 1. Investing and Real versus Financial Assets Read MoreGlobalization and its effect on the South African economy and the JSE securities exchange9415 Words   |  38 Pagescheap factor and import the commodity whose production requires the intensive use of the nations relatively scarce and expensive factor [Salvatore, 2004, 125]. The theory has implications for inequality within a country (Stopler Samuelson) and between countries (Factor Price Equalization). The Stopler-Samuelson theory, which builds on the Heckscher-Ohlin theory, predicts that with increased trade, the nations abundant factor will gain and the scarce factor will lose. In terms of income inequality